Securities Enforcement Forum West 2023

Beth Dallmeyer  discussed “Financial Firms in the SEC’s Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds” during the Securities Enforcement Forum West 2023.

BRG was a proud corporate sponsor of the forum, which brought together hundreds of current and former senior SEC officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field.