The Finance Sector’s $2.5 Billion Communications Compliance Crisis

Bradley Mirkin comments on proactive steps for compliance departments, human dynamics, and employees’ work-related electronic communications and use of personal devices and apps.

Mirkin said, “Being able to ask those compliance-related queries–’what devices and apps are you using with clients, how are you capturing them, and can you show me?’–are compliance skills that are more critical than ever.”

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